SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Brager David A.

(Last) (First) (Middle)
701 N. HAVEN AVE.

(Street)
ONTARIO CA 91764

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2010
3. Issuer Name and Ticker or Trading Symbol
CVB FINANCIAL CORP [ CVBF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Sales Division Manager
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 12,325(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (2) 02/28/2013 Common Stock 4,728 11.01 D
Employee Stock Option (right to buy) (3) 01/05/2014 Common Stock 1,719 11.25 D
Employee Stock Option (right to buy) (4) 06/16/2014 Common Stock 3,438 12.45 D
Employee Stock Option (right to buy) (5) 12/31/2014 Common Stock 2,750 15.45 D
Employee Stock Option (right to buy) (6) 08/17/2015 Common Stock 6,875 14.51 D
Employee Stock Option (right to buy) (7) 02/15/2016 Common Stock 2,200 15.53 D
Employee Stock Option (right to buy) (8) 06/21/2016 Common Stock 4,950 14.04 D
Employee Stock Option (right to buy) (9) 11/19/2017 Common Stock 5,000 10.35 D
Employee Stock Option (right to buy) (10) 06/18/2018 Common Stock 2,500 9.46 D
Employee Stock Option (right to buy) (11) 09/16/2019 Common Stock 20,000 8.61 D
Explanation of Responses:
1. Includes 2,825 shares held jointly as community property with Mr. Brager's wife, 2,000 shares held directly by Mr. Brager's Roth IRA, 1,000 shares held directly by Mr. Brager's individual IRA and 6,500 shares of restricted stock which remain subject to vesting are held directly by Mr. Brager
2. Incentive Stock Option granted February 28, 2003 which became exercisable in equal installments over 5 years
3. Incentive Stock Options granted January 5, 2004 which became exercisable in equal installments over 5 years.
4. Incentive Stock Options granted June 16, 2004 which became exercisable in equal installments over 5 years.
5. Incentive Stock Options granted December 31, 2004 which became exercisable in equal installments over 5 years.
6. Incentive Stock Options granted August 17, 2005 which became exercisable in equal installments over 5 years.
7. Incentive Stock Options granted February 15, 2006 which are currently exercisable as to 80% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
8. Incentive Stock Options granted June 21, 2006 which are currently exercisable as to 80% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
9. Incentive Stock Options granted November 19, 2007 which are currently exercisable as to 60% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
10. Incentive Stock Options granted June 18, 2008 which are currently exercisable as to 40% of the grant, and become exercisable for the remaining portion of the grant in equal installments.
11. Incentive Stock Options granted September 16, 2009 which are currently exercisable as to 20% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
Remarks:
/s/ David A Brager 11/29/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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