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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information to Be Included in Statements Filed Pursuant to Rules 13d-1(b)(c), and (d) and
Any Amendments Thereto Filed Pursuant to Rule 13d-2
(Amendment No. 21)
CVB Financial Corp.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
126600 10 5
(CUSIP Number)
December 31, 2009
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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Rule 13d-1(b) |
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Rule 13d-1(c) |
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Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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CUSIP No. |
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126600 105 |
13G |
PAGE |
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2 |
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OF |
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6 |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
George A. Borba |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o |
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(b) o |
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SEC USE ONLY |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA |
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SOLE VOTING POWER |
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NUMBER OF |
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64,469 |
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SHARES |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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11,511,335 |
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EACH |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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64,469 |
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WITH |
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SHARED DISPOSITIVE POWER |
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11,511,335 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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11,575,804 (Aggregate amount includes 64,469 shares of which Mr. Borba has the right to acquire beneficial ownership within 60 days after 12/31/09. Shares held as shared voting and shared dispositive power are held pursuant to the George Borba Family Trust, George and Dolores Borba, Trustees.) |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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PERCENT OF CLASS REPRESENTED BY AMOUNT
SHOWN IN ROW (9) |
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10.89% |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Item 1.
CVB Financial Corp.
(b) |
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Address of Issuers Principal Executive Offices: |
701 North Haven Avenue
Suite 350
Ontario, California 91764
Item 2.
(a) |
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Name of Person Filing: |
George A. Borba
(b) |
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Address of Principal Business Office or, if none, Residence: |
701 North Haven Avenue
Suite 350
Ontario, California 91764
USA
(d) |
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Title of Class of Securities: |
Common Stock
126600 10 5
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Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether
the person is a:
(a) o |
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Broker or Dealer registered under Section 15 of the Act. |
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(b) o |
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Bank as defined in section 3(a)(6) of the Act. |
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(c) o |
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Insurance company as defined in section 3(a)(19) of the Act. |
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(d) o |
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Investment company registered under section 8 of the Investment Company Act. |
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(e) o |
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
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(f) o |
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
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(g) o |
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
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(h) o |
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
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(i) o |
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the
Investment Company Act. |
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(j) o |
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the
class of securities of the issuer identified in Item 1.
(a) |
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Amount Beneficially Owned: |
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11,575,804 |
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Amount includes 64,469 shares of which Mr. Borba has the right to acquire beneficial
ownership within 60 days after 12/31/09. |
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(b) |
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Percent of Class: |
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10.89% |
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(c) |
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Number of shares as to which such person has: |
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(i) |
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Sole power to vote or to direct the vote |
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64,469 (all shares which may be acquired pursuant to exercisable stock options) |
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(ii) |
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Shared power to vote or to direct the vote |
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11,511,335 (held by the George Borba Family Trust, George and Dolores Borba, trustees) |
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(iii) |
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Sole power to dispose or to direct the disposition of |
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64,469 (all shares which may be acquired pursuant to exercisable stock options) |
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(iv) |
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Shared power to dispose or to direct the disposition of |
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11,511,335 (held by the George Borba Family Trust, George and Dolores Borba, trustees) |
Instruction: For computations regarding securities which represent a right to acquire an
underlying security, See Rule 13d-3(d)(1).
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Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following: o
Instruction: Dissolution of a group requires a response to this item.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to direct the receipt
of dividends from, or the proceeds from the sale of, such securities, a statement to that effect
should be included in response to this item and, if such interest relates to more than five percent
of the class, such person should be identified. A listing of the shareholders of an investment
company registered under the Investment Company Act of 1940 or the beneficiaries of an employee
benefit plan, pension fund or endowment fund is not required.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control Person.
If a parent holding company or control person has filed this schedule, pursuant to Rule
13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the
Item 3 classification of the relevant subsidiary. If a parent holding company or control person
has filed this schedule pursuant to Rule 13d-1(c) or 13d-1(d), attach an exhibit stating the
identification of the relevant subsidiary.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(J), so indicate under Item
3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the
group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an
exhibit stating the identity of each member of the group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Notice of dissolution of a group may be furnished as an exhibit stating the date of the
dissolution and that all further filings with respect to transactions in the security reported on
will be filed, if required, by members of the group, in their individual capacity. See Item 5.
Not applicable.
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Item 10. Certifications.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
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February 2, 2010 |
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/s/ George A. Borba |
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George A Borba , Chairman of the Board |
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